Compliance & Regulation


Judge halves suspension of barrister who misled Court of Appeal

8 November 2023

The High Court has halved the 12-month suspension imposed on a barrister who recklessly misled the Court of Appeal because the tribunal failed to take proper account of mitigating factors.


Media lawyers accuse Law Society of letting down members over SLAPPs

8 November 2023

A newly formed group of leading media lawyers has accused the Law Society of failing to represent its members’ interests in relation to SLAPPs.


Judge rejects firm’s bid to increase bill after LeO agreement

7 November 2023

A law firm which reduced its fees in an informal resolution of a client’s complaint brokered by the Legal Ombudsman could not later submit a higher revised bill.


New titles and regulator for CILEX lawyers “will confuse consumers”

6 November 2023

The Solicitors Regulation Authority taking over the regulation of chartered legal executives risks confusing consumers, the Law Society has argued.


Solicitor who took £400,000 from estates is struck off

3 November 2023

A solicitor who misappropriated £200,000 from the estates of clients and overcharged them by almost £200,000, has been struck off by the Solicitors Disciplinary Tribunal.


Rebuke for firm that acted on both sides without client consent

2 November 2023

A law firm that acted on both sides of a conveyancing transaction without obtaining consent from the buyer has been rebuked by the Solicitors Regulation Authority.


Lawyers “should pay £150 levy to fund social welfare law”

1 November 2023

Lawyers should pay a levy of £150 each through their practising fees to fund social welfare law, and there should also be a £30 levy on county court cases, an event heard yesterday.


Law Society warns SRA to tread carefully over compensation fund cash

31 October 2023

The Law Society has warned the Solicitors Regulation Authority not to ask the profession to stump up millions to boost its compensation fund without consulting first.


CILEX regulator rejects “deskilled” advocacy warning over higher rights

31 October 2023

The regulator of chartered legal executives has rejected warnings from barristers of a “deskilled” advocacy profession with a “third and lower tier”, if it goes ahead with granting higher rights of audience.


Barristers “need guidance from chambers on sanctions compliance”

31 October 2023

Chambers need to have “mechanisms and guidance in place” to ensure their barristers are complying with UK sanctions, the Bar Standards Board has said.


LeO seeks £1.2m budget increase as complaints numbers rise

30 October 2023

The Legal Ombudsman has proposed a 7% increase, or £1.2m, in its budget to nearly £18m next year, with delays at the complaints-handling body set to continue for longer than anticipated.


Sex offender given access to child’s data by law firm found in contempt

30 October 2023

A convicted sex offender accidentally given access by a leading law firm to a vulnerable child’s confidential information has been found guilty of contempt for not complying with court orders to delete it.


Beringer: Firms must be publicly accountable for new client decisions

27 October 2023

Commercial law firms must be prepared to publicly justify acting for controversial clients and not hide behind professional arguments like access to justice, ex-Allen & Overy senior partner Guy Beringer has said.


Solicitors “have more positive view of their services” than consumers do

26 October 2023

There are “several discrepancies” between the quality of the service solicitors believe they are providing and what consumers perceive, research for the SRA has found.


Law firms each fined £12,000 for AML failures

26 October 2023

The Solicitors Regulation Authority has fined two law firms over £12,000 each for anti-money laundering failures, one having accepted source of funds confirmation from a Ukrainian law firm.

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