Compliance & Regulation


“Manifestly incompetent” solicitor struck off over billing and accounts

29 November 2024

A “manifestly incompetent” law firm owner who made false claims to the Legal Aid Agency and kept her firm’s accounts in a state of chaos has been struck off.


High Court overturns SRA’s decision to intervene in law firm

28 November 2024

The High Court has taken the almost unprecedented step of withdrawing a notice of intervention into a law firm issued by the Solicitors Regulation Authority.


SRA heads must roll over Axiom Ince, says ex-board member

28 November 2024

A former member of the board of the Solicitors Regulation Authority has called for its chair and/or chief executive to resign in the wake of the Axiom Ince report.


Ethical clashes can cause young lawyers health problems

26 November 2024

Having a professional identity as a young lawyer that does not align with the values of your law firm could turn “wellbeing issues into serious health problems”, a leading legal academic has warned.


Accountants more than double size of ABS by buying law firm

22 November 2024

A private equity-backed accountancy business has made good on its promise to grow its law firm through acquisition by buying a London practice more than twice its size.


Tribunal rejects dyslexia explanation for barrister’s misleading CV

22 November 2024

The tribunal that disbarred a barrister who lied on his CV rejected his explanation that these were mistakes that arose from his dyslexia, it has emerged.


In-house solicitors pressured to misuse privilege

22 November 2024

In-house solicitors have been pressured to misuse legal professional privilege as a way to suppress the proper disclosure of information, the SRA has said.


SRA “needs more fining powers” to tackle lawyers behind SLAPPs

22 November 2024

The Solicitors Regulation Authority needs greater fining powers to sanction solicitors involved in SLAPPs, the House of Commons was told yesterday.


Barrister who breached suspension “not fit to be in the profession”

21 November 2024

The High Court has upheld a decision to disbar a barrister who continued to hold himself out as one while suspended from practice.


Consumers willing to pay a little extra for law firms to use TPMAs

21 November 2024

Consumers are more comfortable with the idea of their money being held in third-party managed accounts than solicitors’ client accounts, research has suggested.


SDT removes conditions on “redeemed” solicitor’s practice

20 November 2024

A solicitor prevented from being a law firm owner, partner or compliance officer for the last seven years has successfully applied to have the conditions on her practising certificate removed.


LSB’s economic crime guidance may foster inconsistent approaches

20 November 2024

Proposed new guidance on how the legal regulators should meet their new statutory duty to deal with economic crime could lead to inconsistencies of approach.


Lack of sanction for costs draftsman shows “hole in regulation”

20 November 2024

A judge’s comments on the lack of recourse against an unregulated costs draftsman should focus minds on this hole in legal regulation, the Association of Costs Lawyers has argued.


Bar Council: BSB’s proposed equality rule change is unlawful

19 November 2024

The new, proactive equality duty proposed by the Bar Standards Board could lead to litigation with barristers and is unlawful, the Bar Council said yesterday.


High Court upholds LeO’s decision to dismiss complaint

18 November 2024

The Legal Ombudsman was right to dismiss a complaint it thought better suited to be determined in court, a judge has ruled.

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