Compliance & Regulation


Proudman can argue BSB discrimination in Bar tribunal case

20 September 2024

Dr Charlotte Proudman will be allowed to argue before a disciplinary tribunal that the Bar Standards Board discriminated against her by bringing a prosecution over tweets she posted.


Firm fined for AML compliance failure as solicitor faces tribunal

20 September 2024

An East London law firm has become the latest to be fined by the Solicitors Regulation Authority over its failure to comply with anti-money laundering rules.


Leading lawyer “gobsmacked” by SRA review of asylum firms

19 September 2024

A leading immigration lawyer was “gobsmacked” by a Solicitors Regulation Authority finding that legally aided work was perceived as being “of lower quality”.


Barrister-led legal compliance business bought by private equity

18 September 2024

Barrister-led legal compliance business Briefed is to merge with a firm of recruitment consultants, following its acquisition by private equity firm Omni Partners.


Solicitor suspended for role in advance fee frauds

18 September 2024

A solicitor involved in advance fee frauds has been suspended for a year on the basis that it was mainly the fault of a convicted fraudster he worked with.


Family lawyer convicted over offensive text to ex-partner

18 September 2024

A family law specialist convicted of sending a malicious communication to his ex-partner has been rebuked by the Solicitors Regulation Authority.


Suspension for solicitor who misled court, client and firm

17 September 2024

A junior solicitor who failed to tell her law firm or client that its defence and counterclaim in a personal injury matter had been struck out has been suspended for 12 months.


Solicitor fined for statements made on “antisemitic” Iranian TV show

16 September 2024

A solicitor who appeared on an antisemitic television programme on the Iranian state-owned TV channel has been fined for comments he made about London law firm Mishcon de Reya.


Law student convicted of racial slurs aimed at England footballer

16 September 2024

A law student who called England footballer Bukayo Saka a ‘monkey’ in an online rant was warned last week that he could go to jail.


Bar disciplinary tribunal under spotlight over secrecy of hearings

16 September 2024

The secrecy of proceedings at the Bar disciplinary tribunal is under scrutiny in two high-profile cases where one barrister wants privacy and the other more openness.


SSB clients’ distress as cavity wall claims are transferred to third firm

13 September 2024

The law firm that took on SSB Law’s cavity wall insulation cases after it went bust is exiting the field and passing the files on again to Hugh James.


All Daily Mail sting solicitors to face disciplinary tribunal

12 September 2024

The three solicitors whose firms were shut down last year after being named in a Daily Mail undercover investigation are to face the Solicitors Disciplinary Tribunal.


New BSB duty “would require barristers to become social engineers”

11 September 2024

More high-profile figures have expressed their concern at the Bar Standards Board’s plan to impose a new positive duty on barristers to act in a way that “advances” equality, diversity and inclusion.


Rebukes for solicitors over inadequate service and not passing on cash

11 September 2024

An experienced partner who failed to give a divorce client competent advice, leading to costs orders against the client, herself and her firm, has been rebuked.


Bar tribunal hands ‘opera assault’ lawyer harsher sanction than SRA

10 September 2024

A dual-qualified lawyer convicted of beating a man in a confrontation at the Royal Opera House has been handed a harsher sanction by a Bar disciplinary tribunal than the SRA.

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