Compliance & Regulation
Another leading City firm to face tribunal over alleged AML breaches
Leading City law firm Clyde & Co is to face the Solicitors Disciplinary Tribunal for alleged breaches of the Money Laundering Regulations, the second big firm referred in a fortnight.
Fines for solicitor who misused client account and COFA who let him
The Solicitors Regulation Authority has handed substantial fines to a director who used his firm’s client account as a banking facility and the compliance officer who allowed it.
Government ramps up focus on “crooked” immigration lawyers
The government has upped its attacks on “crooked” immigration lawyers by unveiling a taskforce to increase enforcement action against those who help migrants exploit the system.
Suspended jail term for immigration adviser who posed as solicitor
A woman who falsely claimed to be a solicitor and provided immigration advice when not qualified to do so has been given an 18-month suspended sentence.
“Disgraceful” solicitor misled elderly woman over outstanding fees
A solicitor who misled an 89-year-old former client into giving him money she did not owe has been struck off for “disgraceful behaviour” capable of shattering public trust in the profession.
Law firms risk claims without safeguards for generative AI
Law firms must either introduce “safeguards that include human oversight” to authenticate AI-generated content or “expect an increased exposure” to negligence claims, a leading law firm has warned.
LSB set to recommend bigger fining powers for SRA and other regulators
The Legal Services Board is set to make a direct request to the government to increase the Solicitors Regulation Authority’s fining powers beyond the current £25,000 limit.
SRA to toughen up on compliance with continuing competence rules
The Solicitors Regulation Authority is to step up efforts to ensure compliance with continuing competence obligations, particularly among conveyancers and probate specialists.
SRA allows convicted and struck off ex-solicitor to work for law firm
A solicitor jailed for perverting the course of justice after sharing information about police activities with drug dealers, and then struck off, has been allowed to return to work at a law firm.
Conveyancer who told trainee to falsify email is struck off
A solicitor who falsified emails in five conveyancing transactions as he struggled to cope with the post-Covid work surge, in one case telling a trainee to send a client false information, has been struck off.
Blog
The lonely role of a COFA: sharing the burden of risk management
Compliance officers for finance and administration in law firms can often find themselves walking a solitary path. But what if we could create a collaborative culture of shared accountability?
Mind the (justice) gap: Why are RTAs going up but claims still down?
The gap between the number of road traffic accident injuries and the number of motor injury claims continues to widen, according to the latest government data.
Five key issues to consider when adopting an AI-based legal tech
As generative AI starts to play a bigger role in our working lives, there are some key issues that your law firm needs to consider when adopting an AI-based legal tech.
Reports
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