Compliance & Regulation


Bar chief suspended for train chat that breached court order

6 October 2023

The former head of the Scottish Bar has been suspended after being filmed on a train naming women who had accused ex-SNP leader Alex Salmond of sexual assault, in breach of a court order.


Law firm fined after building up £105k in residual client balances

6 October 2023

A North London law firm that allowed £105,000 of residual client balances to build up over 13 years has been fined £14,000 by the Solicitors Regulation Authority.


SDT clears City lawyer in Zoom “espionage” case

5 October 2023

A senior City lawyer accused of misconduct which the public would view as “perhaps even tantamount to espionage” has been cleared by the Solicitors Disciplinary Tribunal.


LSB has “no role” in promoting use of technology

4 October 2023

The Legal Services Board has “no role” in promoting the use of technology and there are “dangers in using regulatory levers to attempt to do so”, the Bar Council has warned.


SRA finally moves to shut down Axiom Ince

3 October 2023

The Solicitors Regulation Authority has today closed down Axiom Ince, the scandal-hit law firm that was on the verge of collapse.


High Court rejects appeal from “I like what I see” solicitor

3 October 2023

The High Court has rejected an appeal against a £20,000 fine imposed on a male law firm owner who said “mmm, I like what I see” to a young woman applying for a paralegal position.


LSB seeks new role as AML supervisor for legal services

3 October 2023

The Legal Services Board has argued that it should take over responsibility for anti-money laundering supervision in legal services from OPBAS.


The SIF debate is finally over as SRA takes control of run-off scheme

3 October 2023

The seven-year debate over the future of the Solicitors Indemnity Fund has finally ended, with the Solicitors Regulation Authority formally taking over its management on Sunday.


“Shocking and abhorrent” conduct – SDT explains Bretherton strike-off

2 October 2023

The conduct of the City solicitor struck off for taking sexual advantage of an 18-year-old apprentice was “shocking and abhorrent”, the Solicitors Disciplinary Tribunal has said.


SRA fines law firm £45,000 for how it ran financial mis-selling claims

2 October 2023

The Solicitors Regulation Authority has slapped a law firm with a £45,000 fine for multiple failures in its conduct of financial mis-selling claims.

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Blog


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