Compliance & Regulation


Barristers “need guidance from chambers on sanctions compliance”

31 October 2023

Chambers need to have “mechanisms and guidance in place” to ensure their barristers are complying with UK sanctions, the Bar Standards Board has said.


LeO seeks £1.2m budget increase as complaints numbers rise

30 October 2023

The Legal Ombudsman has proposed a 7% increase, or £1.2m, in its budget to nearly £18m next year, with delays at the complaints-handling body set to continue for longer than anticipated.


Sex offender given access to child’s data by law firm found in contempt

30 October 2023

A convicted sex offender accidentally given access by a leading law firm to a vulnerable child’s confidential information has been found guilty of contempt for not complying with court orders to delete it.


Beringer: Firms must be publicly accountable for new client decisions

27 October 2023

Commercial law firms must be prepared to publicly justify acting for controversial clients and not hide behind professional arguments like access to justice, ex-Allen & Overy senior partner Guy Beringer has said.


Solicitors “have more positive view of their services” than consumers do

26 October 2023

There are “several discrepancies” between the quality of the service solicitors believe they are providing and what consumers perceive, research for the SRA has found.


Law firms each fined £12,000 for AML failures

26 October 2023

The Solicitors Regulation Authority has fined two law firms over £12,000 each for anti-money laundering failures, one having accepted source of funds confirmation from a Ukrainian law firm.


Majority of law firms still failing to follow price transparency rules

25 October 2023

Nearly six in 10 law firms are failing to publish the full cost and service information required by the transparency rules, a report for the Solicitors Regulation Authority has found.


Solicitor who practised unauthorised for son’s business is suspended

25 October 2023

A solicitor who practised unauthorised and handled reserved probate work for a company owned by her non-solicitor son after her firm closed has been suspended for three months.


Court refers lawyers to regulators over misconduct in $11bn arbitration

24 October 2023

A High Court judge has referred a solicitor and a barrister to their regulators for “indefensible” conduct, motivated by money, that contributed to his decision to overturn an $11bn arbitration award.


SRA makes pitch to be sole AML supervisor for UK legal sector

24 October 2023

The Solicitors Regulation Authority has called on the government to make it the sole supervisor of anti-money laundering activity by all lawyers.

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Mind the (justice) gap: Why are RTAs going up but claims still down?

The gap between the number of road traffic accident injuries and the number of motor injury claims continues to widen, according to the latest government data.


Five key issues to consider when adopting an AI-based legal tech

As generative AI starts to play a bigger role in our working lives, there are some key issues that your law firm needs to consider when adopting an AI-based legal tech.


Bulk litigation – not always working in consumers interests

For consumers to get the benefit, bulk litigation needs to be done well, and we are increasingly concerned that there are significant problems in some areas of this market.


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