Compliance & Regulation


Solicitor who breached undertakings agrees to leave profession

11 January 2024

A solicitor whose failure to comply with multiple undertaking he gave caused significant losses for investors in two property developments, has agreed to leave the profession.


SRA: No plans to act yet on Post Office scandal lawyers

10 January 2024

The Solicitors Regulation Authority could take action against solicitors over misconduct in the Post Office scandal before the public inquiry ends but has yet to see evidence that requires it.


SRA forced to hire more staff to handle Axiom Ince claims

9 January 2024

The Solicitors Regulation Authority is having to employ seven extra staff at a cost to the profession of £310,000 to help it cope with the number of compensation claims from clients of Axiom Ince.


£10k fine for employed solicitor who held herself out as sole practitioner

9 January 2024

A solicitor at a City law firm who held herself out as a sole practitioner while helping a person bring county court proceedings has been fined £10,000.


Were lawyers complicit in Post Office’s corporate governance failures?

8 January 2024

A solicitor who acted for three wrongly convicted sub-postmasters has questioned whether lawyers advising the Post Office’s board were more motivated by continuing the retainers.


Accounts manager tried to remove partners from roll of solicitors

8 January 2024

An accounts manager who tried to remove her firm’s partners from the roll of solicitors has been barred from working for law firms, as has a bookkeeper who was double-paid for nine months.


Court to consider legality of refusing to act for non-sanctioned Russian

5 January 2024

A judge is to consider whether a firm of accountants discriminated against a company owned by a non-sanctioned Russian by refusing to take it on as a client.


Law Society would support Legal Ombudsman outsourcing

5 January 2024

The Law Society has said it would be “inclined to support” any bid by the Legal Ombudsman to secure legislation which would allow it to outsource complaints handling.


Solicitor fined after acting for friends and family without insurance

5 January 2024

A solicitor who was unaware that the rules had changed so that she could not handle friends and family’s conveyancing for free without insurance has been fined.


High Court rejects barrister’s bid for Lib Dems disclosure order

4 January 2024

The High Court has rejected a barrister’s bid for an order requiring the Liberal Democrats to disclose the identities of people who made anonymous complaints about her.

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