Compliance & Regulation
Partner used colleague’s signature on statements of truth
A partner who signed statements of truth in six cases using an absent assistant solicitor’s signature has been handed a short suspension.
CMCs warned over using FCA badge to boost unregulated work
Claims management companies have been warned to stop using their Financial Conduct Authority authorisation to lend credibility to their unregulated activities.
Politicians turn up heat on SSB Law “scandal and disgrace”
Concern among MPs about the fall-out from the collapse of Sheffield-based SSB Law is growing rapidly, while one of the insurers that was pursuing its clients for costs has paused its activities.
SRA takes action in 24 cases of alleged NDA misuse
The Solicitors Regulation Authority has taken action of differing levels of severity in 24 cases where misconduct in relation to non-disclosure agreements was alleged, it has emerged.
Solicitor who acted for clients without telling firm struck off
A solicitor who concealed from his law firm that he was acting for clients in a personal capacity, getting them to pay £3,250 into his personal bank account, has been struck off.
Two barristers disbarred for dishonest handling of tax affairs
Two experienced barristers found to have behaved dishonestly in how they managed their tax affairs – with one receiving a suspended jail sentence – have been disbarred.
Litigator who misled client, firm and court about cases struck off
A solicitor who lied to her institutional client, her employer and the court to cover up her failure to progress cases has been struck off.
Solicitor struck off over LPA signature short-cuts
A solicitor who submitted two lasting powers of attorney to the Office of the Public Guardian showing she had witnessed the donor’s signatures – when she had not – has been struck off.
Solicitor struck off for antisemitic and offensive tweets
The Solicitors Disciplinary Tribunal today struck off the practitioner it found earlier this week had published antisemitic and offensive posts on Twitter.
Clyde & Co “failed to reflect on its own failures” in AML case
City firm Clyde & Co “failed to reflect on its own role” in AML rule breaches until a late stage and sought instead to blame one of its partners, the Solicitors Disciplinary Tribunal has held.