Compliance & Regulation
Solicitor jailed after falling for scam loses appeal against sentence
The former senior partner of a Norfolk law firm, jailed for four years for fraud, has failed in his appeal against sentence, with the court saying it was, if anything, “lenient”.
High Court rejects immigration solicitor’s “meritless” strike-off appeal
An immigration solicitor secretly recorded by the BBC advising how to obtain “fraudulent” evidence for a visa application has failed in his appeal against being struck off.
SRA warns solicitors over ‘deepfake’ clients and vendor fraud
The Solicitors Regulation Authority has warned lawyers who rely on video calls to identify clients of the risks posed by ‘deepfake’ technology and also of rising vendor fraud.
SDT clears Dentons of anti-money laundering rule breaches
Dentons, the world’s largest law firm, was yesterday cleared by the Solicitors Disciplinary Tribunal over alleged breaches of anti-money laundering rules.
Motor trade legal advice service launches CIC to handle litigation
An unregulated legal advice service for the motor trade has created a community interest company (CIC) so that it can provide litigation services as well.
SRA tells employers what they cannot ask in-house lawyers to do
Draft guidance for employers of in-house solicitors, which aims to establish a mutual understanding of what lawyers can and cannot do, has been published by the Solicitors Regulation Authority.
Post Office victim and SRA chief urge lawyers to call out colleagues
Both a sub-postmaster victim of the Post Office scandal and the chief executive of the Solicitors Regulation Authority have urged lawyers to call out colleagues’ improper behaviour.
SRA investigates after-the-event insurance fall-out from SSB collapse
The SRA is investigating why after-the-event insurers have not paid out on policies arranged by the collapsed SSB Group and whether it shows a wider problem with ATE.
Firms reported for oppressive “pre-emptive” NDAs imposed on actors
Law firms at the heart of forcing oppressive non-disclosure agreements on actors have been reported to the Solicitors Regulation Authority, it emerged yesterday.
SRA issues fines exceeding £55,000 for AML compliance breaches
The Solicitors Regulation Authority has handed out more than £55,000 in fines to firms and individual lawyers for breaches of anti-money laundering requirements.
Blog
Five key issues to consider when adopting an AI-based legal tech
As generative AI starts to play a bigger role in our working lives, there are some key issues that your law firm needs to consider when adopting an AI-based legal tech.
Bulk litigation – not always working in consumers interests
For consumers to get the benefit, bulk litigation needs to be done well, and we are increasingly concerned that there are significant problems in some areas of this market.
ABSs, cost and audits – fixing regulation after Axiom Ince
A feature of law firm collapses and frauds has sometimes been the over-concentration of power in outdated and overburdened systems of control.
Reports
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