Compliance & Regulation


Time to reset legal regulation and ethics, says consumer panel head

22 July 2024

The new Lord Chancellor, Shabana Mahmood, needs to recognise the need for an overhaul of the legal regulatory regime, the new chair of the Legal Services Consumer Panel has argued.


Fine and reprimands for barrister over conduct as law firm owner

22 July 2024

A barrister has been fined £5,000 by a Bar disciplinary tribunal, after he failed to report an SRA investigation into the removal of 242 wills from a law firm he owned.


Solicitor used client money to keep PI firm afloat

19 July 2024

A solicitor who “repeatedly” transferred money from client to office account to prop up his firm has been struck off by the Solicitor Disciplinary Tribunal.


CLC ups financial pressure on firms to deal with complaints

19 July 2024

The Council for Licensed Conveyancers is planning to ratchet up the financial pressure on the firms that fail to handle complaints properly under its ‘polluter pays’ approach.


Number of Bar students continues to grow

19 July 2024

The number of students on Bar vocational courses has continued to grow since the pandemic, new figures have shown. Those with a first-class degree performed far better than others.


Welsh chambers breaks ground with first ICO legal services certification

18 July 2024

The largest chambers in Wales has become the first legal services provider to obtain the new law-specific data protection certification approved by the Information Commissioner’s Office.


CILEX set to make final decision on SRA switch in October

18 July 2024

CILEX is set to make a final decision on whether to seek to transfer regulator to the Solicitors Regulation Authority in October, and has named a new chair and president.


UN rapporteurs “seriously concerned” about online attacks on barrister

17 July 2024

Four special rapporteurs appointed by the UN’s Human Rights Council have told the UK government about their concerns over the “ongoing harassment” of barrister Charlotte Proudman.


Senior associate who exposed clients to “unknown risks” struck off

17 July 2024

A senior associate who completed a transaction without an executed mortgage deed, exposing both the lender and lay clients to “unknown and unacceptable risks”, has been struck off.


Partner “deliberately misled” client over PI claim she never issued

16 July 2024

A partner at a leading personal injury firm who “deliberately misled” an accident victim for five years over a claim she never issued has been struck off.

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Five key issues to consider when adopting an AI-based legal tech

As generative AI starts to play a bigger role in our working lives, there are some key issues that your law firm needs to consider when adopting an AI-based legal tech.


Bulk litigation – not always working in consumers interests

For consumers to get the benefit, bulk litigation needs to be done well, and we are increasingly concerned that there are significant problems in some areas of this market.


ABSs, cost and audits – fixing regulation after Axiom Ince

A feature of law firm collapses and frauds has sometimes been the over-concentration of power in outdated and overburdened systems of control.


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