Compliance & Regulation


SRA can keep disciplinary decisions online for longer

28 January 2025

The Legal Services Board has approved plans by the SRA to change its publication policy and keep details of misconduct on its website for longer.


Solicitors “letting down” women subjected to economic abuse

28 January 2025

Lawyers giving independent legal advice in cases of potential economic abuse of women are helping the abusers more than their clients, new research has suggested.


Ban for trainee who misled employer over reason for day off

28 January 2025

A trainee solicitor who misled her employer over why she wanted a day off work, seemingly to hide the fact that she was in court over planning breaches, has been banned from the profession.


Solicitor cleared of AML offences he had admitted to

27 January 2025

The SDT has taken the unusual step of rejecting a solicitor’s admissions that he should have done more due diligence on £24m paid into his firm’s client account.


Barrister fined for call declaration omissions “had told Lincoln’s Inn”

27 January 2025

The lawyer heavily fined for failing to declare adverse findings about himself when applying to be called to the Bar said he had already done so when joining Lincoln’s Inn.


KC condemns SRA for “unprincipled approach” to fines

24 January 2025

The Solicitors Regulation Authority has demonstrated a “shambolic and unprincipled approach” to the use of its fining powers, a leading regulatory KC has argued.


Drink-drive solicitor who refused breath test did not lack integrity

23 January 2025

A solicitor arrested for failing to provide a sample of his breath after being pulled over for drink-driving did not act with a lack of integrity, the SDT has ruled.


SRA, BSB and CILEX Regulation facing “increased oversight”

23 January 2025

The Solicitors Regulation Authority, Bar Standards Board and CILEX Regulation all require increased oversight, the Legal Services Board has revealed.


Man ordered to pay £10,000 costs for failed LeO judicial review

23 January 2025

A man whose application for permission to bring a judicial review against the Legal Ombudsman was certified as totally without merit has been ordered to pay £10,000 in costs.


Top firm’s COLP “acted reasonably” over concerns about client

21 January 2025

The COLP at leading City law firm Kennedys has been cleared of failing to adequately investigate concerns about a property development it was advising on.

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