Compliance & Regulation


Legal Omubdsman restarts work on publishing decisions

2 September 2024

The Legal Ombudsman is set to restart work towards publishing the decisions it makes in full, now that operational performance is improving, Legal Futures can reveal.


Paralegal rebuked for misleading client over Land Registry matter

2 September 2024

A paralegal who misled a client about the progress of their matter as she sought to clear up a problem she inherited on a file has been rebuked by the SRA.


Law firm compliance officer fined for accounts rules failures

30 August 2024

A solicitor who allowed his law firm to flout the accounts rules while a director and compliance officer has been fined by the Solicitors Regulation Authority.


SRA: Convictions highlight Chinese ‘underground banking’ danger

30 August 2024

The sentencing of seven people involved in a money laundering network via Chinese underground banking is a valuable reminder to solicitors of its risks, the SRA has said.


LSB puts SRA Compensation Fund fee increases on hold

28 August 2024

Approval of the SRA’s application for the level of Compensation Fund contributions – which are set to soar this year – has been delayed for the first time ever, Legal Futures can report.


Fine for solicitor who acted on both sides of property deal

28 August 2024

A partner who acted for both sides of a property transaction where there was a conflict of interest has been fined by the Solicitors Regulation Authority.


Tribunal criticises BSB for prosecuting “sleeping” barrister

27 August 2024

A disciplinary tribunal has sharply criticised the Bar Standards Board for how it approached the prosecution of a barrister who struggled to stay awake during an inquest.


Police seek struck-off ‘dine and dash’ solicitor for skipping bail

27 August 2024

Police want to speak to a solicitor struck off earlier this year over convictions for two ‘dine and dash’ incidents after she failed to answer bail over more allegations.


SRA closes down four law firms in two days

23 August 2024

The Solicitors Regulation Authority has closed down four law firms this week, two of which were both consumer claim practices in Liverpool.


Vexatious ex-solicitor cannot start litigating again, High Court says

23 August 2024

The High Court has refused to allow a struck-off solicitor to reopen vexatious litigation against the Law Society, Bar Council, senior judges, lawyers and many others.

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Five key issues to consider when adopting an AI-based legal tech

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Bulk litigation – not always working in consumers interests

For consumers to get the benefit, bulk litigation needs to be done well, and we are increasingly concerned that there are significant problems in some areas of this market.


ABSs, cost and audits – fixing regulation after Axiom Ince

A feature of law firm collapses and frauds has sometimes been the over-concentration of power in outdated and overburdened systems of control.


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