In an ever-evolving legal landscape, being a firm outside of the mandatory AML scope doesn’t mean being out of the compliance conversation.
This course is your guide to proactively managing risks, staying compliant and ensuring your firm’s resilience. Don’t miss this opportunity to navigate the unique challenges faced by out-of-scope AML law firms.
The course will cover:
- AML regulations
- Why are some firms (or departments) in or out of scope?
- MLROs
- AML basics
- CDD (ID elements)
- Responsibility of doing CDD
- Source of Funds / Source of Wealth
- Ongoing monitoring
- Reporting to the MLRO
Target Audience
The online course is suitable for staff of all levels, from support staff to senior partners of firms outside of the regulated sector.